Search for: "Citadel LLC doing business as Citadel Securities"
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18 Mar 2021, 8:09 am
The SEC should also consider improving transparency in the securities lending market by establishing an analogous Consolidated Tape for securities lending. [read post]
29 Jul 2011, 10:45 am
Cohen was an associate in the Corporate Department at the Wall Street law firm Davis Polk & Wardwell, focusing on banking, securities law, and mergers & acquisitions. [read post]
14 Nov 2023, 9:01 pm
According to the SEC’s order, Citadel Securities incorrectly marked [read post]
15 Nov 2023, 6:26 am
Goldman admitted the findings in the SEC’s order and paid a $6 million civil penalty to resolve the SEC’s charges; The SEC charged broker-dealer Citadel Securities LLC with violating a provision of Regulation SHO that requires broker-dealers to mark sale orders as long, short, or short exempt. [read post]
2 Jun 2023, 12:02 am
EPC MD 15, LLC, 822 S.E.2d 351, 355 (Va. 2019), as is the case here. [read post]
29 Dec 2010, 11:53 am
Even in an Ombudsman Office (Nicole Goodfellow, Canada Post Corporation)LunchConcurrent SessionsHow do Ombudsmen across sectors collect and report data? [read post]
1 Aug 2011, 10:32 am
Cohen was an associate in the Corporate Department at the Wall Street law firm Davis Polk & Wardwell, focusing on banking, securities law, and mergers & acquisitions. [read post]
25 Jul 2011, 10:19 am
Cohen’s specialized expertise on business structure and entity formation (corporations, partnerships, LLCs); credentialing, licensing, and scope of practice concerns; professiona [read post]
1 Aug 2011, 10:12 am
"We do some simple blood work to establish a baseline. [read post]
